Securities and Private Equity

  • Our securities and private equity practice provides legal counsel to clients involved in the sale of equity and debt securities offerings, drafting private placement memorandums, co-investment transactions, asset purchases, and other special situations. 


    For Private Securities Offerings

    • Angel and Venture Capital Investments
    • Assist with offering documents in order to preserve appropriate state and/or federal exemptions from registration of securities offered
    • Convertible debt
    • Form D/Blue Sky Filings
    • Private Placement Memorandums
    • Rule 506 Offerings
    • Securities Law Compliance
    • Series Seed and Series A Preferred Stock


    General Corporate Representation of Companies

    With extensive experience in representing shareholder and special board of directors’ committees, the Buxton & Collie team regularly represents our clients in connection with matters including:

    • Advising Board of Directors
    • Asset Sales
    • Corporate governance
    • Executive compensation
    • General corporate, licensing, and distribution contract matters
    • Joint ventures 
    • Mergers and acquisitions
    • Shareholder Agreements
    • Shareholder Disputes
    • Stock option and bonus plans

    After closing a transaction, we typically assist with ongoing corporate governance, especially as this area of practice emerges and continues to evolve as a focal point of recent and dramatic business reforms in the U.S.


    Ready to get started? Contact us today.